$140,830
a year
Description: The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements. This position is ...
a month ago
$200,988
a year
... in the Office of Investment Advisers and Investment Company Examinations (IA ... of 1940 and the Investment Advisers Act of 1940; Providing guidance ... broker dealers, transfer agents, investment advisers, investment companies, and self-regulatory ...
22 days ago
$200,988
a year
... in the Office of Investment Advisers and Investment Company Examinations (IA ... , transfer agents, investment companies, investment advisers and self-regulatory organizations; Assessing ...
22 days ago