Description:
The Division of Examinations is hiring a Supervisory Securities Compliance Examiner in the Miami Regional Office. This position will function as an Exam Manager with responsibility for overseeing examinations of registered broker-dealers; municipal advisors; transfer agents or clearing agencies; self-regulatory organizations investment advisers; investment companies; private equity and hedge funds; and/or other registered entities.Requirements:
All qualification requirements must be met by the closing date of this announcement.Time-in-grade for this announcement is one year at the GS/SK-13 level.
Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience.
MINIMUM QUALIFICATION REQUIREMENT:
SK-15: Applicant must have at least one year of specialized experience equivalent to the GS/SK-13 level: Auditing, examining, or investigating principles, techniques, and practices that involve the review and evaluation of procedures, records and practices of registered broker-dealers; municipal advisors; transfer agents or clearing agencies; self-regulatory organizations investment advisers; investment companies; private equity and hedge funds; and/or other registered entities AND Preparing reports of findings; and/or leading teams of staff with varying backgrounds (e.g., legal, accounting, examining) and experience.
Apr 1, 2024;
from:
usajobs.gov