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Registered nurse $100,000 jobs in United States (2 jobs)

Supervisory securities compliance examiner
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SUPERVISORY SECURITIES COMPLIANCE EXAMINER

  • Securities and Exchange Commission
  • Coconut Grove
$139,878 a year
... responsibility for overseeing examinations of registered broker-dealers; municipal advisors; ... hedge funds; and/or other registered entities. Requirements: All qualification ... procedures, records and practices of registered broker-dealers; municipal advisors; ...
a month ago

SUPERVISORY SECURITIES COMPLIANCE EXAMINER

  • Securities and Exchange Commission
  • New York City
$153,422 a year
... procedures, records and practices of registered broker-dealers; investment advisers; investment ... hedge funds; and/or other registered entities; AND Preparing reports of ...
a month ago

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