$139,878
a year
... responsibility for overseeing examinations of registered broker-dealers; municipal advisors; ... hedge funds; and/or other registered entities. Requirements: All qualification ... related financial institutions, such as registered broker-dealers; municipal advisors; ...
a month ago
$139,878
a year
... responsibility for overseeing examinations of registered broker-dealers; municipal advisors; ... hedge funds; and/or other registered entities. Requirements: All qualification ... procedures, records and practices of registered broker-dealers; municipal advisors; ...
a month ago
$153,422
a year
... procedures, records and practices of registered broker-dealers; investment advisers; investment ... hedge funds; and/or other registered entities; AND Preparing reports of ...
a month ago
$200,988
a year
... compliance, activities and risks of registered securities firms; Providing assistance and ...
25 days ago